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Jonathan L Steiner

First Citizens Investor Services, Inc.

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-13
  • NC RA
    APPROVED
    Since 2023-10-13

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Raleigh NC 07/2012 10/2023
First Citizens Investor Services Raleigh NC 10/2023 Present
  • 07/2012 → 10/2023
    Pnc Investments
    Raleigh, NC
  • 10/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2012-08-23 → 2023-10-10
    Pnc Wealth Management Llc
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Wake Forest, NC
    Henderson, NC
  • 2010-07-13 → 2012-07-16
    Bny Mellon Advisors, Inc.
    New York, NY
  • 2010-02-22 → 2010-12-31
    Bny Mellon Managed Investments, Inc.
    Raleigh, NC
    King Of Prussia, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-15
S65 Uniform Investment Adviser Law Examination 2010-02-19
  • S63 Uniform Securities Agent State Law Examination
    2012-12-15
  • S65 Uniform Investment Adviser Law Examination
    2010-02-19
Designations

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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