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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-19 |
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
16655 W Bluemound Rd Suite 150, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Midwest Bank (Formerly: Park Bank) | Brookfield | WI | 04/2006 | 01/2022 |
| Lpl Financial Llc | Brookfield | WI | 07/2011 | 01/2022 |
| Woodbury Financial Services Inc | Brookfield | WI | 01/2022 | 01/2024 |
| Osaic Wealth, Inc. | Brookfield | WI | 01/2024 | Present |
1. MPC INSURANCE SERVICES POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/24/2022 ADDRESS: 16655 W Bluemound Rd, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Assisting clients with life insurance, disability insurance and long term care insurance. 2. MIDWEST PLANNING COMPANY DBA MPC ADVISERS POSITION: Financial Adviser for Osaic Wealth NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2022 ADDRESS: 16655 W BLUEMOUND RD, STE 150, BROOKFIELD WI 53005-5929, United States DESCRIPTION: No duties, this is for marketing/advertising purposes only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-28 |
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