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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| MO | RA | APPROVED | 2007-07-18 |
Branch Locations
425 N. New Ballas Rd Suite 205 & 204, Creve Coeur, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 07/2007 | Present |
| Triad Financial Group, Llc | Creve Coeur | MO | 07/2007 | Present |
1. Owner, Triad Financial, LLC, a private entity established to facilitate securities, advisory, and insurance business; Conducted at branch location; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Triad Financial, LLC'; Conducted at branch location; Investment related. 3. Subleasing branch office space to another rep; As of 03/25/20; 1% time spent during regular business hours; Conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-02 |
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