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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-02-20 |
Branch Locations
2525 Bay Area Blvd 3Rd Floor, Houston, TX 77058 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 02/2015 | Present |
1. Lucky Creek, Brenham Texas United States-78333, Family farm, Agriculture & Livestock, Hay sales, Proprietor / owner, Cutting the pastures and selling Hay, start date-3/17/2025, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-13 |
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