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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lubbock | TX | 05/2015 | 02/2024 |
| First Bank And Trust | Lubbock | TX | 05/2015 | 01/2020 |
| Raymond James Financial Services, Inc. | Lubbock | TX | 02/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Lubbock | TX | 02/2024 | Present |
| Jsw Advisory Group, Llc | Lubbock | TX | 01/2020 | Present |
| Jf Jaynes, Llc | Lubbock | TX | 01/2020 | Present |
(1)Name of Business: Goodwill Industries of Northwest Texas Address: 715 28th Street, Lubbock, TX, 79404, United States Activity Type: Non profit Position/Title: Board Member, Executive Member, Committee Member Investment Related: Yes Start Date: 11/15/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Non-profit volunteer board member. Serve on the executive committee as Secretary. Also serve on the Finance Committee. (2)Name of Business: JF Jaynes, LLC Address: 4514 93rd Drive, Lubbock, TX, 79424, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tax purposes only. (3)Name of Business: JSW Advisory Group, LLC Address: 3405 22nd St Ste 202, Lubbock, TX, 79410-1348, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Partner/Wealth Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-19 |
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