Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-22
  • TX RA
    APPROVED
    Since 2024-02-22

Branch Locations

6309 79Th Street, Lubbock, TX 79424 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lubbock TX 05/2015 02/2024
First Bank And Trust Lubbock TX 05/2015 01/2020
Raymond James Financial Services, Inc. Lubbock TX 02/2024 Present
Raymond James Financial Services Advisors, Inc. Lubbock TX 02/2024 Present
Jsw Advisory Group, Llc Lubbock TX 01/2020 Present
Jf Jaynes, Llc Lubbock TX 01/2020 Present
  • 05/2015 → 02/2024
    Lubbock, TX
  • 05/2015 → 01/2020
    First Bank And Trust
    Lubbock, TX
  • 02/2024 → Present
    Raymond James Financial Services, Inc.
    Lubbock, TX
  • 02/2024 → Present
    Lubbock, TX
  • 01/2020 → Present
    Jsw Advisory Group, Llc
    Lubbock, TX
  • 01/2020 → Present
    Jf Jaynes, Llc
    Lubbock, TX
Previous Registrations
Other Businesses

(1)Name of Business: Goodwill Industries of Northwest Texas Address: 715 28th Street, Lubbock, TX, 79404, United States Activity Type: Non profit Position/Title: Board Member, Executive Member, Committee Member Investment Related: Yes Start Date: 11/15/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Non-profit volunteer board member. Serve on the executive committee as Secretary. Also serve on the Finance Committee. (2)Name of Business: JF Jaynes, LLC Address: 4514 93rd Drive, Lubbock, TX, 79424, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tax purposes only. (3)Name of Business: JSW Advisory Group, LLC Address: 3405 22nd St Ste 202, Lubbock, TX, 79410-1348, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Partner/Wealth Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-14
S63 Uniform Securities Agent State Law Examination 1991-07-19
  • S66 Uniform Combined State Law Examination
    2015-05-14
  • S63 Uniform Securities Agent State Law Examination
    1991-07-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lubbock, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor