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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-30 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
3780 Kilroy Airport Wy Ste 200, Long Beach, CA 90806 • United States
3780 Kilroy Airport Wy Ste 200, Long Beach, CA 90806 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Long Beach | CA | 06/1991 | 11/2022 |
| Lpl Financial, Llc | Long Beach | CA | 11/2022 | Present |
1. 08/01/2003 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 5%/ 11410 DOLAN AVE, UNITS 101 AND 329, DOWNEY, CA 90241
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-17 |
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