Best Investors Account Sign in

Sean Patrick Casey

Cetera Investment Advisers LLC

St Cloud, MN

Bluffton, SC

CRD 2156290

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-09-13
SC RA APPROVED 2022-01-07
  • MN RA
    APPROVED
    Since 2022-09-13
  • SC RA
    APPROVED
    Since 2022-01-07

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Bluffton, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Marietta GA 01/2004 Present
Cetera Investment Advisers Llc Saint Cloud MN 01/2022 Present
Other Businesses

1)ROSE HILL PLANTATION HOME OWNERS ASSOCIATION; BOARD MEMBER; NOT INVESTMENT RELATED; NO COMPENSATION; 4 HOURS/MONTH 2)OWNER OF RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-07
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S66 Uniform Combined State Law Examination
    2022-01-07
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nearby Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN

More in St Cloud, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor