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Sean Patrick Casey

Cetera Investment Advisers LLC

St Cloud, MN

Bluffton, SC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-09-13
SC RA APPROVED 2022-01-07
  • MN RA
    APPROVED
    Since 2022-09-13
  • SC RA
    APPROVED
    Since 2022-01-07

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Bluffton, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Marietta GA 01/2004 Present
Cetera Investment Advisers Llc Saint Cloud MN 01/2022 Present
Other Businesses

1)ROSE HILL PLANTATION HOME OWNERS ASSOCIATION; BOARD MEMBER; NOT INVESTMENT RELATED; NO COMPENSATION; 4 HOURS/MONTH 2)OWNER OF RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-07
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S66 Uniform Combined State Law Examination
    2022-01-07
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
MIDWEST FINANCIAL PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RBC CAPITAL MARKETS, LLC

Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
CAROL JEAN BELL
JANE ELIZABETH LONGNECKER
Nicole Miller

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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