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Thomas Richard Koch

Hall Capital, LLC

Pasadena, CA

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Current Employers
Hall Capital, Llc

199 S. Los Robles Suite 535, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-12
  • CA RA
    APPROVED
    Since 2024-11-12

Branch Locations

199 S. Los Robles Suite 535, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transcoso Capital San Marino CA 01/2014 Present
Hall Capital, Llc Pasadena CA 06/2024 Present
  • 01/2014 → Present
    Transcoso Capital
    San Marino, CA
  • 06/2024 → Present
    Hall Capital, Llc
    Pasadena, CA
Previous Registrations
  • 2001-10-09 → 2010-01-27
    Turnaround Capital Management, Llc
    Los Angeles, CA
Other Businesses

Managing member of Trancoso Capital Management LLC, the general partner and investment advisor to Trancoso Partners LP. Trancoso Capital Management LLC is an exempt CA registered advisor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-12
S63 Uniform Securities Agent State Law Examination 2009-12-07
  • S65 Uniform Investment Adviser Law Examination
    2024-11-12
  • S63 Uniform Securities Agent State Law Examination
    2009-12-07

View on SEC IAPD

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