Martha A Cannady

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Costa Mesa, CA
• 06/2011 → Present
  Bank Of America,N.A.
  Costa Mesa, CA

Previous Registrations

• 2007-04-02 → 2008-05-12
  Morgan Stanley & Co. Llc
  Long Beach, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Long Beach, CA
  Long Beach, CA

Other Businesses

I*115298For profit or not for profit: Non-Profit OrganizationName of outside business organization: Orange County Hispanic Chamber of CommerceInvestment related: NAddress of business:Irvine, California 92618Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 6/7/2018Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Board of Directors I*3453290, Entity Type: Entity Governmental, Name of OBA: 32nd District Agricultural Assoc. Orange County Fair Board, Address: Costa Mesa, California, 92626, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 01/06/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Monthly board meetings to oversee fair activities and provide ideas on how to engage more community members to attend the fair. Enhancing equitable community access to Agriculture, entertainment, cultural and educational experiences.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-15
• S63 Uniform Securities Agent State Law Examination
  1991-07-05

Other Names

• Martha Amalia Sanchez
• Martha Amalia Cannady
• Martha A Cannady