Best Investors
Account
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Best Investors
Account
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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-18 |
| NY | RA | APPROVED | 2021-06-16 |
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
1585 Broadway 21St Floor, New York, NY 10036 • United States
Stone Harbor, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | Present |
1- SCORPION INVESTMENT MANAGEMENT LLC MEMBER 2. JALE INVESTORS, LLC; Wilmington, DE; Rental; Investment related; Member; 10/2004; During business hours: 0; After business hours: 1 3) 555 Partners LLC; Investment related; New York, NY; private equity investment partnership; Secretary/treasurer; 01/2007; During business hours; 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-23 |
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