Edward Alan Horwitz

Employer firm

E. A. Horwitz LLC CRD 165561

$273M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1991 → Present
  Horwitz & Associates
  Deerfield, IL
• 11/2012 → Present
  E.A. Horwitz Llc
  Deerfield, IL
• 04/2013 → 09/2023
  Westerm International Securities, Inc.
  Pasadena, CA
• 10/2023 → Present
  Lasalle St. Securities, Llc
  Elmhurst, IL

Previous Registrations

• 2006-07-18 → 2013-03-28
  Insight Securities, Inc.
  Ridgewood, NJ
  Highland Park, IL
  Riverwoods, IL
  Lancaster, PA

Other Businesses

1) Horwitz & Associates; Investment-Related; DBA for Securities Business; President 2) E.A. Horwitz LLC; Investment-Related; Registered Investment Advisor (RIA); President / Investment Adviser Representative 3) Health, Life, and Variable Insurance; Investment-Related; Agent 4) The Helmsman Group; Investment-Related; Portfolio Management Services to Registered Investment Advisor (RIA) Firms; President 5) FINRA; Investment-Related; Arbitrator 6) Series 7 Writing Committee; Investment-Related; Committee Member; Write & review FINRA Series 7 Exam questions 7) Chair of Sigma Alpha epsilon (SAE) Investments; oversee the investment fund for the National Fraternity 8) RMCC Scholarship Chair; award college scholarships to employees 9) The Lodge of Northbrook - Treasurer serves on the board of 4 directors.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-13
• S63 Uniform Securities Agent State Law Examination
  1991-08-16

Other Names

• Ed Horwitz
• Ed Alan Horwitz
• Eddie Alan Horwitz