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1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2012-11-19 |
Branch Locations
1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horwitz & Associates | Deerfield | IL | 05/1991 | Present |
| E.A. Horwitz Llc | Deerfield | IL | 11/2012 | Present |
| Westerm International Securities, Inc. | Pasadena | CA | 04/2013 | 09/2023 |
| Lasalle St. Securities, Llc | Elmhurst | IL | 10/2023 | Present |
1) Horwitz & Associates; Investment-Related; DBA for Securities Business; President 2) E.A. Horwitz LLC; Investment-Related; Registered Investment Advisor (RIA); President / Investment Adviser Representative 3) Health, Life, and Variable Insurance; Investment-Related; Agent 4) The Helmsman Group; Investment-Related; Portfolio Management Services to Registered Investment Advisor (RIA) Firms; President 5) FINRA; Investment-Related; Arbitrator 6) Series 7 Writing Committee; Investment-Related; Committee Member; Write & review FINRA Series 7 Exam questions 7) Chair of Sigma Alpha epsilon (SAE) Investments; oversee the investment fund for the National Fraternity 8) RMCC Scholarship Chair; award college scholarships to employees 9) The Lodge of Northbrook - Treasurer serves on the board of 4 directors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-16 |
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