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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lubbock | TX | 08/2012 | Present |
| Financial Advisors Group | Lubbock | TX | 08/2012 | 05/2018 |
| Raymond James Financial Serv Ices Advisors Inc. | Lubbock | TX | 08/2012 | Present |
(1)Name of Business: South Plains College Automotive Technology/ Business Advisory Boards Address: 1401 S. College Ave., Levelland, Texas, Levelland, TX, 79336, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 09/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: member of advisory boards for a community college (2)Name of Business: WX TVS Address: 6103 Knoxville Dr, Lubbock, TX, 79413-5410, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: It is my sub-chapter s business name.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-04 |
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