Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-27 |
| IL | RA | APPROVED | 2004-07-02 |
Branch Locations
1655 N. Arlington Heights Suite 306 West, Arlington Hts, IL 60004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2004 | Present |
1) RJ SIMON, LLC; NOT INV REL; CERTIFIED PUBLIC ACCOUNTING FIRM PROVIDING TAX & ACCOUNTING SERVICES TO INDIVIDUALS & BUSINESSES; OWNER/MANAGER SINCE 11/01; DUTIES: MANAGE ACCOUNTING FIRM, PERFORM ACCOUNTING & TAX SERVICES; WORK 50-60 HRS/WK; PARTNER: RONALD SIMON. 2) RJS FINANCIAL MANAGEMENT, LTD, DBA NAME FOR INVESTMENT PRACTICE- INV RELATED:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-09 |
Reach out to this advisor