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Kent Charles Schmidt

Smith, Moore & Co.

Effingham, IL

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Current Employers
Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-08-10
  • IL RA
    APPROVED
    Since 2009-08-10

Branch Locations

401 S Banker St Suite E, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Moore & Co Effingham IL 07/2009 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-20
  • S63 Uniform Securities Agent State Law Examination
    1995-06-20
Designations
Other Names
  • Kent Schmidt

View on SEC IAPD

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DOUGLAS MICHAEL SCHULTZ

Other Offices

EDWARD JONES · EFFINGHAM, IL
LPL ENTERPRISE, LLC · EFFINGHAM, IL
OSAIC WEALTH, INC. · EFFINGHAM, IL
EDWARD JONES · EFFINGHAM, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Effingham, IL
OSAIC WEALTH, INC. · EFFINGHAM, IL
FIFTH THIRD SECURITIES, INC. · EFFINGHAM, IL
EDWARD JONES · EFFINGHAM, IL

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