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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
MA RA APPROVED 2015-01-05
  • TX RA
    APPROVED
    Since 2026-03-24
  • MA RA
    APPROVED
    Since 2015-01-05

Branch Locations

108 East Main Street Suite 2, Gloucester, MA 01930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Walthma MA 01/2015 Present
Previous Registrations
  • 2004-03-30 → 2015-02-25
    Bay Financial Advisors, Inc.
    Waltham, MA
  • 2006-01-11 → 2015-01-15
    Waltham, MA
    Westwood, MA
Other Businesses

1. Fixed Insurance sales, as of 01/01/2015, 15% of time spent during business hours, Investment related; Conducted At Branch Location. 2. Michael Buxbaum, Inc.,Entity For Securities Business; as of 01/01/2015, 100% of time spent during business hours, Investment Related; Conducted At Branch. 3. Safe Port Financial - Dba; as of 11/02/2015, Investment Related; Conducted At Branch. 4. Co-owner, Olalema, LLC an entity created for the purpose of managing real estate at 67 Deer View Rd, Bethel, ME 04217, as of 5/24/2023; Less than 1% of time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-10
  • S63 Uniform Securities Agent State Law Examination
    1992-12-10
Designations

View on SEC IAPD

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