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1 Blackburn Drive, Gloucester, MA 01930 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2013-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Good Harbor Advisors, Inc. | Gloucester | MA | 10/2013 | Present |
| Investors Capital Corporation | Lynnfield | MA | 06/2014 | 09/2016 |
| The Investment Center Inc | Gloucester | MA | 09/2016 | 03/2025 |
| Lpl Financial Llc | Gloucester | MA | 03/2025 | Present |
~1) LPL FINANCIAL LLC; Investment-related; Principal office: Fort Mill, SC; Broker dealer; Registered Representative; Start date: 03/06/2025; Time spent: Approximately 6 hours/month with approximately 4 hours/month during securities trading hours. ~2) Good Harbor Advisors, Inc.; Investment-related; Gloucester, MA; Registered Investment Advisor; Investment Adviser Representative; I provide administrative support to Good Harbor Advisors, Inc. an independent investment advisor firm. Start Date:11/20/2013; Anticipate spending approximately 150 hours/month on this activity with 120 hours/month during securities trading hours . Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-03-25 |
| S65 | Uniform Investment Adviser Law Examination | 2012-12-05 |
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