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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-07-28 |
Branch Locations
1 Blackburn Drive 2Nd Floor, Gloucester, MA 01930 • United States
1 Blackburn Drive, Gloucester, MA 01930 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-09-11 |
| MA | RA | APPROVED | 2007-04-23 |
Branch Locations
1 Blackburn Drive, Gloucester, MA 01930 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Good Harbor Advisors, Inc. | Gloucester | MA | 02/2007 | Present |
| Investors Capital Corp. | Gloucester | MA | 06/2014 | 09/2016 |
| The Investment Center Inc | Gloucester | MA | 09/2016 | 03/2025 |
| Ic Advisory Services Inc | Gloucester | MA | 03/2018 | 03/2025 |
| Lpl Financial Llc | Gloucester | MA | 03/2025 | Present |
1.12/10/2024; 1544 Milton RD; Real Estate Rental; Investment Related; Napa,CA; Start Date 06/30/2016; 6hrs/mth; 0hrs during trading 2.12/10/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Good Harbor Investments LLC; Investment Related; at Reported Business Location(s); Start Date 01/01/2005; 96hrs/mth; 85hrs during trading 3.12/10/2024; Good Harbor Investments LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/28/1987; 5hrs/mth; 5hrs during trading 4.03/18/2025; (HYBRID) Good Harbor Advisors, Inc. / Good Harbor Advisors, Inc; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 03/01/2007; 145hrs/mth; 115hrs during trading; I provide investment advisory services through Good Harbor Advisors, Inc., an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 145 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5.08/18/2026; (HYBRID) Good Harbor Advisors Inc; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/01/2007; 120hrs/mth; 120hrs during trading; I provide investment advisory services to GOOD HARBOR ADVISORS, INC. an independent investment advisor firm. I started this business activity in 8/2026. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-21 |
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