Best Investors Account Sign in
Inactive

Matthew Miller Babson

Good Harbor Advisors, Inc.

Gloucester, MA

CRD 4758346

Claim This Profile
Employer firm

Good Harbor Advisors, Inc. CRD 143492

$334M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Good Harbor Advisors, Inc.

1 Blackburn Drive, Gloucester, MA 01930 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-06-07
  • MA RA
    APPROVED
    Since 2010-06-07

Branch Locations

1 Blackburn Drive, Gloucester, MA 01930 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Babson & Company Gloucester MA 01/2000 Present
Good Harbor Advisors, Inc. Gloucester MA 01/2004 Present
Other Businesses

Mad Dog Realty, LLC, Real Estate Holding Firm, Non Investment Related, 2004 to present, Mr. Babson spends less than 10% of his time in this activity and derives less than 10% of his income from this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-18
  • S65 Uniform Investment Adviser Law Examination
    2010-03-18

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Gloucester, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor