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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
SC RA APPROVED 2025-03-10
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • SC RA
    APPROVED
    Since 2025-03-10

Branch Locations

360 Concord Street Suite 210, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Francisco CA 06/2009 02/2017
Morgan Stanley Atlanta GA 02/2017 02/2019
Lpl Financial Llc Atlanta GA 05/2019 03/2022
Morgan Stanley New York NY 10/2000 02/2019
N/A Atlanta GA 03/2019 05/2019
Gladstone Institutional Advisory Atlanta GA 05/2019 03/2022
Truist Investment Services, Inc. Mt. Pleasant SC 03/2022 09/2023
Truist Advisory Services, Inc. Mt. Pleasant SC 03/2022 09/2023
Raymond James & Associates Charleston SC 03/2025 Present
Unemployed Charleston SC 10/2023 03/2025
  • 06/2009 → 02/2017
    San Francisco, CA
  • 02/2017 → 02/2019
    Atlanta, GA
  • 05/2019 → 03/2022
    Lpl Financial Llc
    Atlanta, GA
  • 10/2000 → 02/2019
    New York, NY
  • 03/2019 → 05/2019
    N/A
    Atlanta, GA
  • 05/2019 → 03/2022
    Gladstone Institutional Advisory
    Atlanta, GA
  • 03/2022 → 09/2023
    Truist Investment Services, Inc.
    Mt. Pleasant, SC
  • 03/2022 → 09/2023
    Mt. Pleasant, SC
  • 03/2025 → Present
    Raymond James & Associates
    Charleston, SC
  • 10/2023 → 03/2025
    Unemployed
    Charleston, SC
Previous Registrations
  • 2022-03-09 → 2023-09-29
    Mt. Pleasant, SC
  • 2019-05-17 → 2022-03-07
    Daniel Island, SC
    Palm Beach Gardens, FL
  • 2009-06-01 → 2019-03-05
    San Francisco, CA
    Atlanta, GA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Francisco, CA
    Boca Raton, FL
  • 2000-10-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Boca Raton, FL
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-03
S63 Uniform Securities Agent State Law Examination 1991-08-13
  • S65 Uniform Investment Adviser Law Examination
    1998-03-03
  • S63 Uniform Securities Agent State Law Examination
    1991-08-13
Other Names
  • Michael James Struckman

View on SEC IAPD

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