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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
484 Turner Dr. Bldg E 204, Durango, CO 81303 • United States
484 Turner Dr. Bldg E 204, Durango, CO 81303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Durango | CO | 12/2012 | 10/2022 |
| Securities America Advisors | Durango | CO | 12/2012 | 10/2022 |
| Lpl Financial Llc | Durango | CO | 10/2022 | Present |
1- 09/2022 / Legacy Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 16 HRS PER MNTH & 8 HRS During Trading-100 TIme Spnt Prcnt/ start date:09/16/2022 / @office / Durango, CO 2- 10/2022 / Clements Group Insurance Sales / Non-Variable Insurance / Investment Related / 4 HRS PER MNTH & 1 HR During Trading-1 Time Spnt Prcnt / start date:10/04/2022 / @office / Durango, CO
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2006-04-12 |
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