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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-11 |
| NY | RA | APPROVED | 2021-02-25 |
| PA | RA | APPROVED | 2017-11-07 |
Branch Locations
25 Main St Ste 3-2, Goshen, NY 10924-2144 • United States
85 Civic Center Plaza Ste 100, Poughkeepsie, NY 12601 • United States
Tafton, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Goshen | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Goshen | NY | 03/2020 | 02/2026 |
| Ameriprise Financial Services, Llc | Poughkeepsie | NY | 02/2026 | Present |
Business Ownership; Paolicelli Enterprises, Inc; Owner; Manage Ameriprise Business; 163 Soose Way, , Tafton, PA 18464, PA, 18464; Investment-Related; 06/02/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Paolicelli Enterprises; Owner; Manage advisory business; 163 Soose Way, , Tafton, PA 18464, PA, 18464; Investment-Related; 06/02/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-06 |
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