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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-12 |
| IL | RA | APPROVED | 2020-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Des Plaines | IL | 05/2016 | 10/2017 |
| Pfs Investments Inc. | Des Plaines | IL | 06/2016 | 10/2017 |
| Apt Home Care, Inc. | Highland Park | IL | 01/2015 | 10/2017 |
| Securities America, Inc. | Park Ridge | IL | 11/2017 | 03/2020 |
| Securities America Advisors | Park Ridge | IL | 11/2017 | 03/2020 |
| Arete Wealth Management Llc | Chicago | IL | 03/2020 | Present |
| Arete Wealth Advisors Llc | Chicago | IL | 03/2020 | Present |
PERSONAL FINANCIAL STRATEGIES, INC. - DBA PERSONAL FINANCIAL STRATEGIES, INC. POSITION: Advisor NATURE: Life Insurance and Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/11/2019 ADDRESS: 626 Busse Highway, Park Ridge IL 60068, United States DESCRIPTION: Long-term Care Insurance as part of retirement planning, as well as QLACs, and annuities. Term-life insurance as needed and cash-value life insurance in specific situations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-28 |
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