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James Kenneth Cestone

Raymond James & Associates, Inc.

New York, NY

Summerville, SC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-12
NY RA APPROVED 2021-06-14
CT RA APPROVED 2016-11-03
  • SC RA
    APPROVED
    Since 2024-08-12
  • NY RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2016-11-03

Branch Locations

320 Park Avenue Fl 14, New York, NY 10022 • United States

Summerville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 11/2014 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
United States Postal Service Shoreham NY 11/2010 08/2023
Gateway Logistic Corp Holbrook NY 08/2023 08/2024
  • 11/2014 → 09/2016
    Deutsche Bank Securities Inc
    New York, NY
  • 09/2016 → Present
    Raymond James & Associates, Inc.
    New York, NY
  • 11/2010 → 08/2023
    United States Postal Service
    Shoreham, NY
  • 08/2023 → 08/2024
    Gateway Logistic Corp
    Holbrook, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-26
S63 Uniform Securities Agent State Law Examination 1995-02-03
  • S65 Uniform Investment Adviser Law Examination
    2012-07-26
  • S63 Uniform Securities Agent State Law Examination
    1995-02-03

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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