Best Investors
Account
Sign in
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-11 |
| AR | RA | APPROVED | 2002-03-08 |
Branch Locations
2120 S. Waldron Road Suite 4A, Ft. Smith, AR 72903 • United States
4285 N Shiloh Drive Suite 301M, Fayetteville, AR 72703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Little Rock | AR | 11/1990 | Present |
| Nylife Securities Inc. | Little Rock | AR | 05/1991 | Present |
| Fulmer-Shumard, Inc. | Fort Smith | AR | 06/2002 | Present |
| Eagle Strategies Llc | Fort Smith | AR | 03/2002 | Present |
| Tsg Financial, Llc | Fayetteville | AR | 09/2013 | Present |
| Parity Financial Group, Llc | Ft. Smith | AR | 02/2024 | Present |
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA FULMER SHUMARD INC.; INVESTMENT RELATED; START DATE 6/2002] [OPERATING UNDER THE DBA NAME OF TSG FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; FAYETTEVILLE, AR; START DATE: 09/2013] [MIKE SHUMARD CATTLE SALES; LIVESTOCK OPERATION; 14501 PEACEFUL HOME RD., NATURAL DAM, ARKANSAS 72948; START DATE 03/2013; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 60 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Bridgeport Dunes Condominiums; Board of Directors - preside at HOA meetings; 114948 S 4172 Cir, Eufala OK 74432; Start Date 05/2017; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Parity Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; FT. SMITH AR; START DATE: 02/2024]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-19 |
Reach out to this advisor