Best Investors Account Sign in
Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-11
AR RA APPROVED 2002-03-08
  • TX RA
    APPROVED_RES
    Since 2023-05-11
  • AR RA
    APPROVED
    Since 2002-03-08

Branch Locations

2120 S. Waldron Road Suite 4A, Ft. Smith, AR 72903 • United States

4285 N Shiloh Drive Suite 301M, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins. Co. Little Rock AR 11/1990 Present
Nylife Securities Inc. Little Rock AR 05/1991 Present
Fulmer-Shumard, Inc. Fort Smith AR 06/2002 Present
Eagle Strategies Llc Fort Smith AR 03/2002 Present
Tsg Financial, Llc Fayetteville AR 09/2013 Present
Parity Financial Group, Llc Ft. Smith AR 02/2024 Present
  • 11/1990 → Present
    New York Life Ins. Co.
    Little Rock, AR
  • 05/1991 → Present
    Nylife Securities Inc.
    Little Rock, AR
  • 06/2002 → Present
    Fulmer-Shumard, Inc.
    Fort Smith, AR
  • 03/2002 → Present
    Fort Smith, AR
  • 09/2013 → Present
    Tsg Financial, Llc
    Fayetteville, AR
  • 02/2024 → Present
    Parity Financial Group, Llc
    Ft. Smith, AR
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA FULMER SHUMARD INC.; INVESTMENT RELATED; START DATE 6/2002] [OPERATING UNDER THE DBA NAME OF TSG FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; FAYETTEVILLE, AR; START DATE: 09/2013] [MIKE SHUMARD CATTLE SALES; LIVESTOCK OPERATION; 14501 PEACEFUL HOME RD., NATURAL DAM, ARKANSAS 72948; START DATE 03/2013; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 60 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Bridgeport Dunes Condominiums; Board of Directors - preside at HOA meetings; 114948 S 4172 Cir, Eufala OK 74432; Start Date 05/2017; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Parity Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; FT. SMITH AR; START DATE: 02/2024]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-13
S63 Uniform Securities Agent State Law Examination 1991-08-19
  • S65 Uniform Investment Adviser Law Examination
    2002-02-13
  • S63 Uniform Securities Agent State Law Examination
    1991-08-19
Other Names
  • Mike Shumard

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ft. Smith, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor