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Virginia L Tobin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellingham, WA

Jersey City, NJ

Mount Vernon, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2009-10-23
  • WA RA
    APPROVED
    Since 2009-10-23

Branch Locations

2950 Newmarket St, Bellingham, WA 98226 • United States

525 Washington Blvd Central Business Review Unit, Jersey City, NJ 07310 • United States

Mount Vernon, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Clackamas OR 07/2003 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 10/2009 Present
Previous Registrations
  • 2003-09-29 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Portland, OR
    Mount Vernon, WA
    Clackamas, OR
    Boston, MA
    Portland, OR
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-26
S63 Uniform Securities Agent State Law Examination 1995-04-05
  • S66 Uniform Combined State Law Examination
    2003-09-26
  • S63 Uniform Securities Agent State Law Examination
    1995-04-05
Other Names
  • Virginia Louise Anderson
  • Virginia L Tobin
  • Virginia Louise Tobin
  • Ginny Tobin

View on SEC IAPD

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DANIEL JOHN DAVIS
WILLIAM JUNG ZOLLNER
CHELSEA DAWN WELLS
MARICEL C DALERE
LIANA LEE FREEMAN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BELLINGHAM, WA
FINANCIAL PLAN, INC. · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
D.A. DAVIDSON & CO. · BELLINGHAM, WA
EDWARD JONES · BELLINGHAM, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bellingham, WA
EDWARD JONES · BELLINGHAM, WA

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