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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-01 |
| NJ | RA | APPROVED | 2017-11-29 |
Branch Locations
101 Town Center Dr Ste 111, Warren, NJ 07059 • United States
Fuquay-Varina, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beacon Financial Group | Warren | NJ | 08/1988 | Present |
| National Planning Corporation | Warren | NJ | 11/2006 | 11/2017 |
| Lpl Financial Llc | Warren | NJ | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - NJ 07059 - Non-Variable Insurance - INDEPENDENT FIXED INSURANCE AGENT - 5 Hours Per Month/5 During Securities Trading - PROVIDE INS. ILLUSTRATIONS, FILL OUR INS. APPS. FOR CLIENTS. 2. 11/29/2017 - BEACON FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/14/6 - 10 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-07 |
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