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Daniel Sean Martin

Stifel, Nicolaus & Company, Incorporated

San Luis Obispo, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-13
TX RA APPROVED 2024-08-13
  • CA RA
    APPROVED
    Since 2024-08-13
  • TX RA
    APPROVED
    Since 2024-08-13

Branch Locations

4460 Broad Street Suite 210, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc San Luis Obispo CA 01/2013 Present
  • 01/2013 → Present
    Stifel Nicolaus & Co Inc
    San Luis Obispo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-12
S63 Uniform Securities Agent State Law Examination 2005-07-19
  • S65 Uniform Investment Adviser Law Examination
    2024-08-12
  • S63 Uniform Securities Agent State Law Examination
    2005-07-19
Other Names
  • Dan Martin
  • Daniel Sean Martin
  • Daniel Martin

View on SEC IAPD

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MATT TAPANI KOKKONEN
James Ralph Haack
Joel Martin Dunbar
TODD ALAN THOMAS
CAROLYN JANE HERZOG

Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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