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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-18
TX RA APPROVED_RES 2022-01-18
  • FL RA
    APPROVED
    Since 2022-01-18
  • TX RA
    APPROVED_RES
    Since 2022-01-18

Branch Locations

5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States

Ft. Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Fort Lauderdale FL 07/2016 02/2021
Truist Investment Services, Inc. Ft Lauderdale FL 02/2021 01/2022
Truist Advisory Services, Inc. Ft Lauderdale FL 02/2021 01/2022
Rbc Capital Markets, Llc Boca Raton FL 01/2022 Present
Previous Registrations
  • 2021-02-17 → 2022-01-21
    Atlanta, GA
    Ft Lauderdale, FL
    Fort Lauderdale, FL
  • 2016-07-18 → 2021-02-17
    Bb&T Securities, Llc
    Ft Lauderdale, FL
    Palm Beach, FL
    Ft Lauderdale, FL
    Richmond, VA
  • 2008-05-23 → 2016-08-10
    Boca Raton, FL
  • 2007-04-02 → 2008-05-28
    Morgan Stanley & Co. Llc
    Boca Raton, FL
  • 2005-05-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Coral Springs, FL
    Boca Raton, FL
    Coralsprings, FL
  • 2001-04-04 → 2005-05-03
    Coral Springs, FL
Other Businesses

NAME OF ENTITY: Kravitz Enterprises LLC ADDRESS: 14 Minnetonka Road Sea Ranch Lakes, FL 33308 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Investment Account CAPACITY: Owner - Active START DATE: 12/08/08 DUTIES: Managing member of the LLC with regards to investment decisions HOURS DEVOTED PER MONTH: 0.05 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-26
  • S63 Uniform Securities Agent State Law Examination
    1991-06-26

View on SEC IAPD

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