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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-27 |
Branch Locations
500 Skokie Blvd. Ste. 200, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The New England | Chicago | IL | 10/1990 | 11/2016 |
| New England Sec. Corp. | Chicago | IL | 05/1991 | 11/2016 |
| New England Securities | Skokie | IL | 05/1991 | 11/2016 |
| Metlife Securities Inc. | Chicago | IL | 01/2015 | 11/2016 |
| Commonwealth Financial Network | Waltham | MA | 12/2016 | 10/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2025 | Present |
1) MATLIN FINANCIAL SERVICES, 500 Skokie Blvd - Suite 200, Northbrook IL 60062, United States, START DATE 10/1990, Agent, Insurance/Benefits/Human Resources, NIR, 7 HR/MO, 7 HR/MO TRADING 2) SALUTE INC PUBLIC CHARITY, 14 Bothwell Street, Palatine IL 60067, United States, START DATE 01/2012, Board Member, Volunteer, NIR, 5 HR/MO, 1 HR/MO TRADING 3) PHANTOM REGIMENT DRUM & BUGLE CORPS, 5608 International Drive, Rockford IL 61109, United States, START DATE 01/2018, Committee chair for legacy giving / fundraising, Volunteer, NIR, 5 HR/MO, 1 HR/MO TRADING 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 10/27/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 5) MATLIN FINANCIAL SERVICES, 500 Skokie Blvd, Suite 200, Northbrook IL 60062, United States, 10/09/1990, President, DBA Name, NIR, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-30 |
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