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Elaine Perdue Mccauley Stump

Wells Fargo Clearing Services, LLC

Roanoke, VA

CRD 2147946

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-01-19
TX RA APPROVED 2015-11-02
  • VA RA
    APPROVED
    Since 2017-01-19
  • TX RA
    APPROVED
    Since 2015-11-02

Branch Locations

10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roanoke VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Roanoke VA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-01
S63 Uniform Securities Agent State Law Examination 1993-02-09
  • S66 Uniform Combined State Law Examination
    2011-04-01
  • S63 Uniform Securities Agent State Law Examination
    1993-02-09
Other Names
  • Charlotte Elaine Perdue
  • Elaine P. Dudley
  • Elaine P Mccauley
  • Elaine Perdue Dudley
  • Charlotte Dudley
  • Elaine Perdue Mccauley

View on SEC IAPD

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