Herbert Edward Modglin

Current Employers

Employment History

• 10/2015 → Present
  Lpl Financial, Llc
  West Des Moines, IA
• 10/2015 → 08/2020
  Visionpoint Advisory Group, Llc
  West Des Moines, IL
• 08/2020 → Present
  Five Talents Financial Management Group
  West Des Moines, IA

Previous Registrations

• 2015-10-13 → 2020-11-04
  Balefire, Llc
  Dallas, TX
• 2008-12-09 → 2015-12-08
  Successful Resource Management, Ltd.
  Johnston, IA
• 2003-10-17 → 2008-11-25
  Lpl Financial Llc
  West Des Moines, IA
• 2007-07-03 → 2008-11-19
  Wealth Enhancement Advisory Services, Llc
  Plymouth, MN
• 2003-10-01 → 2003-10-14
  Ameriprise Advisor Services, Inc.
  West Des Moines, IA

Other Businesses

1) 10/08/2015: Herbert Edward Modglin - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 06/17/2015 - 20 Hr/Mo; 10% Time Spent - agent soliciting life and term insurance 2) 10/08/2015: Five Talents Financial Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 06/29/2015 - 160 Hr/Mo; 100% Time Spent 3) 10/08/2015: Signature Financial Services - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start 06/17/2015 - not held out to public 4) 1/26/2021 - Five Talents Financial Management Group - DBA: (Hybrid) Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/04/2020 - 200 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Five Talents Financial Management Group, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-30
• S63 Uniform Securities Agent State Law Examination
  1991-06-27

Other Names

• Ed Modglin
• Herbert Edward Modglin