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205 Newbury Street Suite 201, Framingham, MA 01701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-12 |
| MA | RA | APPROVED | 1996-09-05 |
Branch Locations
205 Newbury Street Suite 201, Framingham, MA 01701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Financial Advisors, Inc Dba Tsw Wealth Management | Framingham | MA | 10/1996 | Present |
| Triad Advisors Inc | Norcross | GA | 09/2011 | 02/2024 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2024 | Present |
1)Wells Financial Advisors, Inc dba TSW Wealth Management; investment related; 205 Newbury Street, Suite 201, Framingham, MA 01701; RIA firm; managing principal; 10/1996 start date, 150 hours per month , 130 hours per month during trading hours; Investment adviser representative 2) Fixed Insurance; investment related -yes; at registered location; Fixed Insurance/Annuity; Agent; 8/11/2023; 5 ; 5 ; Sale and service of insurance products (life/health/accident) 3) PKSF; investment related -yes; at registered location; Fixed Insurance/Annuity; Agent; 8/11/2023; 5 ; 5 ; Sale and service of insurance products (life/health/accident)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-10 |
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