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Colleen Ann Ziegler

Invesco Advisers, Inc.

Houston, TX

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Current Employers
Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-22
  • TX RA
    APPROVED
    Since 2018-06-22

Branch Locations

11 Greenway Plaza Suite 1000, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities San Diego CA 04/2016 11/2017
United Capital Financial Advisers, Llc Newport Beach CA 05/2016 05/2018
Cetera Advisor Networks Llc El Segundo CA 11/2017 05/2018
Invesco Houston TX 06/2018 Present
  • 04/2016 → 11/2017
    Girard Securities
    San Diego, CA
  • 05/2016 → 05/2018
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 11/2017 → 05/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2018 → Present
    Invesco
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-28
S63 Uniform Securities Agent State Law Examination 1991-12-18
  • S65 Uniform Investment Adviser Law Examination
    2014-08-28
  • S63 Uniform Securities Agent State Law Examination
    1991-12-18
Other Names
  • Colleen Ann Ray

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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