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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-08-17
TX RA APPROVED_RES 2019-08-13
MA RA APPROVED 2018-01-03
  • RI RA
    APPROVED
    Since 2022-08-17
  • TX RA
    APPROVED_RES
    Since 2019-08-13
  • MA RA
    APPROVED
    Since 2018-01-03

Branch Locations

One West Boylston Street Suite 202, Worcester, MA 01605 • United States

1275 Wampanoag Trail, East Providence, RI 02915 • United States

1275 Wampanoag Trail Ste. 8A, Riverside, RI 02915 • United States

190 Littleton Road, Westford, MA 01886 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Worcester MA 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 11/2017
Mml Investors Services, Llc Worcester MA 03/2017 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Previous Registrations
  • 2016-04-06 → 2017-11-16
    Worcester, MA
    Overland Park,, KS
  • 2017-03-25 → 2017-11-15
    Worcester, MA
    Worcester, MA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Worcester, MA
    Worcester, MA
  • 2004-02-05 → 2015-01-02
    New England Securities
    Fitchburg, MA
    Gardner, MA
    Leominster, MA
    Leominster, MA
    Shirley, MA
    Worcester, MA
    Worcester, MA
  • 2001-02-21 → 2003-12-19
    Veravest Investment Advisors, Inc.
    East Providence, RI
Other Businesses

1) ANTHONY BARTLETT, ONE WEST BOLYSTON STREET, STE 104, WORCESTER, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/17, NIR, 15 HR/MOL- 1/TRADING HR. 2) Strategic Practice Management; 273 Olivia Drive, Northbridge, MA 1/1/15 as owner. Devotes 10HR/MO, none during trading; Non-investment related. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING. 01/2018 4) LIBRE ADVISOR NETWORK, ONE WEST BOYLSTON STREET SUITE 202 WORCESTER MA 01605, 08/2023, Owner, NIR, 10 HR/MO 10 HR/MO TRADING 5) BARTLETT WEALTH MANAGEMENT, ONE WEST BOYLSTON ST STE 202 WORCESTER MA 01605, 08/2023, OWNER, USING A DBA, INV REL, 160 HR/MO 160 HR TRADING 6) LIBRE ADVISOR NETWORK, One West Bolyston Street, Suite 202, Wocester MA 01605, United States, 07/07/2025, Founder, DBA Name, NIR, 160 HR/MO 160 HR TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-13
S63 Uniform Securities Agent State Law Examination 1991-07-01
  • S65 Uniform Investment Adviser Law Examination
    1997-06-13
  • S63 Uniform Securities Agent State Law Examination
    1991-07-01
Other Names
  • Tony Bartlett

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