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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-19
IL RA APPROVED 2017-11-04
  • TX RA
    APPROVED
    Since 2018-04-19
  • IL RA
    APPROVED
    Since 2017-11-04

Branch Locations

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 05/1995 11/2017
Securian Financial Services, Inc. St. Paul MN 06/1995 11/2017
Gcg Financial, Inc. Deerfield IL 01/2015 Present
Triad Advisors, Inc. Deerfield IL 11/2017 08/2024
Alera Investment Advisors, Llc Deerfield IL 11/2017 Present
Osaic Wealth, Inc. Deerfield IL 08/2024 Present
  • 05/1995 → 11/2017
    Minnesota Life Insurance Company
    St. Paul, MN
  • 06/1995 → 11/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 01/2015 → Present
    Gcg Financial, Inc.
    Deerfield, IL
  • 11/2017 → 08/2024
    Triad Advisors, Inc.
    Deerfield, IL
  • 11/2017 → Present
    Deerfield, IL
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Deerfield, IL
Previous Registrations
  • 2001-05-11 → 2017-11-02
    Securian Financial Services, Inc.
    Bannockburn, IL
    Deerfield, IL
Other Businesses

1) Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 2) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;5/1995;varies;varies;provide fixed business to clients-LTC,property casualty ins,disability insurance,group benefits 3) Bnai Brith Sports Lodge;Investment related: no; 10 Vine Street, Hawthorm Woods, IL 60047; Nature or Structure of Business: Charitable organization 501C3; Position: Co-Chair Scholarship; Start date: 01/03/2000; hours per month: 1; securities trading hours 0; Duties: running scholarship program - awarding scholarships 4) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;5/1995;40 hrs/month;6.5 hrs during trading;dba 5)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;vice president,wealth services;5/15/1995;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 6)NFLPA/RPFPC;Investment related: no; 405 Marvins Way, Buffalo Grove, IL 60089; NIature or Structure of Business: NFLPA is the 501c6 for the NFL Players Union. We are the former players Chicago chapter. The RPFPC is our chapter's charitable arm set up as a 501c3; Position: Vice President; Start date: 02/001/2021; hours per month: 1; securities trading hours 0; Duties: Sit on board that runs organization 7) American Football in Israel; non-investment related; Israel; ambassador; start date 3.2.2024; ambassador for non-profit which supports and funds American Football in Israel on both a tackle and flag basis.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-02
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S65 Uniform Investment Adviser Law Examination
    1997-12-02
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26
Designations

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