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Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-19 |
| IL | RA | APPROVED | 2017-11-04 |
Branch Locations
Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 05/1995 | 11/2017 |
| Securian Financial Services, Inc. | St. Paul | MN | 06/1995 | 11/2017 |
| Gcg Financial, Inc. | Deerfield | IL | 01/2015 | Present |
| Triad Advisors, Inc. | Deerfield | IL | 11/2017 | 08/2024 |
| Alera Investment Advisors, Llc | Deerfield | IL | 11/2017 | Present |
| Osaic Wealth, Inc. | Deerfield | IL | 08/2024 | Present |
1) Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 2) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;5/1995;varies;varies;provide fixed business to clients-LTC,property casualty ins,disability insurance,group benefits 3) Bnai Brith Sports Lodge;Investment related: no; 10 Vine Street, Hawthorm Woods, IL 60047; Nature or Structure of Business: Charitable organization 501C3; Position: Co-Chair Scholarship; Start date: 01/03/2000; hours per month: 1; securities trading hours 0; Duties: running scholarship program - awarding scholarships 4) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;5/1995;40 hrs/month;6.5 hrs during trading;dba 5)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;vice president,wealth services;5/15/1995;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 6)NFLPA/RPFPC;Investment related: no; 405 Marvins Way, Buffalo Grove, IL 60089; NIature or Structure of Business: NFLPA is the 501c6 for the NFL Players Union. We are the former players Chicago chapter. The RPFPC is our chapter's charitable arm set up as a 501c3; Position: Vice President; Start date: 02/001/2021; hours per month: 1; securities trading hours 0; Duties: Sit on board that runs organization 7) American Football in Israel; non-investment related; Israel; ambassador; start date 3.2.2024; ambassador for non-profit which supports and funds American Football in Israel on both a tackle and flag basis.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-26 |
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