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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

24 Greenway Plaza Ste 1725, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Houston TX 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Houston, TX
Previous Registrations
  • 2009-07-17 → 2011-01-03
    Voya Financial Partners, Llc
    Houston, TX
    Houston, TX
  • 2002-09-06 → 2009-06-11
    Houston, TX
    Houston, TX
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2900 NORTH LOOP STE 180; HOUSTON; TX; 77092; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/1/2010; 2; 1; SELLING FIXED ANNUITY PRODUCTS AND/OR LIFE INSURANCE|NAME OF ENTITY:JUDITH WILLOUGHBY-NOTARY; No; 754 International; Houston; TX; 77024; NOTARY PUBLICS; Notary; 1/1/1999; 1; 0; NOTARIZE DOCUMENTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-18
S63 Uniform Securities Agent State Law Examination 1991-05-20
  • S65 Uniform Investment Adviser Law Examination
    2001-10-18
  • S63 Uniform Securities Agent State Law Examination
    1991-05-20

View on SEC IAPD

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