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Cara Anne Leigh

Wells Fargo Clearing Services, LLC

Fort Lauderdale, FL

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-14
  • TX RA
    APPROVED_RES
    Since 2014-07-14

Branch Locations

350 E Las Olas Blvd 19Th Fl [D3/F7-Rbo], Fort Lauderdale, FL 33301 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc West Palm Beach FL 12/2013 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22
Other Names
  • Cara Leigh
  • Cara Mangiafico
  • Cara Leigh Mangiafico
  • Cara Leigh
  • Cara Leigh Leigh

View on SEC IAPD

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