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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-09-17 |
| ME | RA | APPROVED | 2002-09-20 |
Branch Locations
112 York St, Kennebunk, ME 04043 • United States
Springvale, ME • United States
300 Portland Rd Ste 3, Bridgton, ME 04009-4227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Springvale | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Springvale | ME | 03/2020 | Present |
Real Estate Ownership; Single Family; 6620 Estero Blvd #505, , Fort Myers Beach, FL, 33931; Investment-Related; 03/19/2021. Business Ownership; LDH Group; owner; It owns our Kennebunk office and will own investment property; 5 Bradeen Street, , Springvale, ME, 04083; Investment-Related; 11/01/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-20 |
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