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Christopher David Carter

Corient

Houston, TX

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-18
  • TX RA
    APPROVED
    Since 2023-05-18

Branch Locations

2929 Allen Parkway Ste 3000, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avalon Advisors, Llc Houston TX 08/2018 05/2023
Seix Investment Advisors Orlando FL 07/2003 08/2018
Corient Houston TX 05/2023 Present
Cipw Service Company, Llc Toronto 05/2023 07/2023
Corient Services Llc Miami FL 07/2023 Present
  • 08/2018 → 05/2023
    Avalon Advisors, Llc
    Houston, TX
  • 07/2003 → 08/2018
    Seix Investment Advisors
    Orlando, FL
  • 05/2023 → Present
    Corient
    Houston, TX
  • 05/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2018-08-30 → 2023-07-21
    Avalon Investment & Advisory
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-13
  • S63 Uniform Securities Agent State Law Examination
    1991-06-13
Designations
Other Names
  • Chris Carter

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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