Thomas P Leinwol

Current Employers

Employment History

• 07/2012 → 11/2016
  Guardian Life Insurance Company
  Boca Raton, FL
• 07/2012 → 11/2016
  Park Avenue Securities
  Boca Raton, FL
• 11/2016 → 07/2021
  Park Avenue Securities
  West Palm Beach, FL
• 11/2016 → 07/2021
  Guardian Life Insurance
  West Palm Beach, FL
• 07/2021 → 06/2024
  Securities America, Inc
  West Palm Beach, FL
• 07/2021 → 06/2024
  Securities America Advisors
  West Palm Beach, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Windermere, FL

Previous Registrations

• 2021-07-27 → 2024-06-14
  Securities America Advisors, Inc.
  West Palm Beach, FL
• 2012-07-20 → 2021-08-03
  Park Avenue Securities Llc
  Boca Raton, FL
  Boca Raton, FL
• 2010-08-16 → 2012-07-03
  Morgan Stanley
  Stuart, FL
  Palm Beach Gardens, FL
• 2009-04-08 → 2010-08-10
  Stifel, Nicolaus & Company, Incorporated
  Palm Beach Gardens, FL
• 2002-12-13 → 2009-03-23
  John Hancock Investment Management Llc
  Boston, MA
• 2002-12-13 → 2009-03-23
  Manulife Investment Management (Us) Llc
  Boswton, MA

Other Businesses

1. UPWARD WEALTH GROUP, LLC POSITION: Principal NATURE: Upward Wealth Group LLC was formed to market and promote our financial planning business. It is the primary and only name we use on all marketing pieces and websites INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/21/2021 ADDRESS: 2005 Vista Parkway, LLC, Suite 112, West Palm Beach FL 33411 DESCRIPTION: Financial planning services, including advisory, insurance sales, commissionable products and some trading. 2. INSURANCE SALES POSITION: Sales Person NATURE: Insurance product sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/28/2016 ADDRESS: 504 W Plant St, Winter Garden FL 34787, United States DESCRIPTION: Offering insurance products to clients and or prospects where there is a need for such products 3. UPWARD WEALTH GROUP, LLC POSITION: Principal NATURE: Upward Wealth Group LLC was formed to market and promote our financial planning business. It is the primary and only name we use on all marketing pieces and websites INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/21/2021 ADDRESS: 2005 Vista Parkway, LLC, Suite 112, West Palm Beach FL 33411, United States DESCRIPTION: Financial planning services, including advisory, insurance sales, commissionable products and some trading. 4.ROTARY INTERNATIONAL POSITION: Secretary of the Board NATURE: Rotary is a volunteer organization that helps local charities in our area. They also can help charities and the needs of people all over the world. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2026 ADDRESS: 15501 Town Commons Blvd, Winter Garden FL 34787, United States DESCRIPTION: As the Secretary of the board, I take the board meeting minutes as well as send out email announcements to the club.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-21
• S63 Uniform Securities Agent State Law Examination
  1991-09-20

Other Names

• Thomas Peter Leinwol