James Floyd Carney

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Commonwealth Financial Network
  Waltham, MA
• 04/2005 → Present
  Carney Financial Group
  Groton, CT

Previous Registrations

• 2004-10-20 → 2005-05-03
  Banc Of America Investment Services, Inc.
  Groton, CT
• 2002-12-04 → 2004-10-20
  Quick & Reilly, Inc.
  Groton, CT

Other Businesses

1. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2. CARNEY FINANCIAL GROUP, LLC - PRESIDENT AND SOLE MEMBER OF ENTITY CREATED FOR SECURITIES AND INSURANCE BUSINESS, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-10
• S63 Uniform Securities Agent State Law Examination
  1995-11-02