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Christopher Pridemore Kelly

Raymond James & Associates, Inc.

Nashville, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-04-24
TN RA APPROVED 2008-03-28
  • TX RA
    APPROVED
    Since 2008-04-24
  • TN RA
    APPROVED
    Since 2008-03-28

Branch Locations

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Nashville TN 03/2008 Present
Previous Registrations
Other Businesses

(1)Name of Business: West End Terrace Homeowners Association , Inc. Address: 2200 21 Ave S Sutie 200, Nashville, TN, 37209, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as a board member. Replacing my father, William A. Kelly

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1991-05-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1991-05-07
Other Names
  • Chris Kelly

View on SEC IAPD

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