Michael A. Zinn

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 1993-07-20 → 2009-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

1)A.S. Irrevocable Trust u/a 3/14/19 / 147 Arbor Piedmont CA 94610 / Family Trust investing in financial assets for the benefit of Abigail Seevak / Act in an outside trustee capacity with 3 other trustees for the benefit of Abigail Seevak / Start Date 5/1/2019 2)Seevak Family Trust/Trust established for benefit of family's children /147 Arbor, Piedmont CA,United States, 94610/ Act as outside Trustee in conjunction with one other outside trustee and 2 family trustees to manage a family trust for benefit of family's children / No /5/1/2019 3)NAME OF OTHER BUSINESS: D.H. Fromm 2022 Trust / INVESTMENT RELATED?:N / ADDRESS: 155 west 68th st apt 26b,NY / NATURE OF THE BUSINESS: Trust to benefit my nephew / POSITION: Trustee / DUTIES: fulfill trustee responsibilities / START DATE: 12/26/22/ HOURS DEVOTED TO BUSINESS:NA 4)NAME OF OTHER BUSINESS: M.S. Fromm 2022 Trust / INVESTMENT RELATED?:N / ADDRESS: 155 west 68th st apt 26b, NY / NATURE OF THE BUSINESS: Trust to benefit nephew/ POSITION: Trustee/ DUTIES: Perform trustee responsibilities / START DATE: 12/26/22 / HOURS DEVOTED TO BUSINESS: NA 5) N.S. Irrevocable Trust u/a 3/14/19, Family Trust investing in financial assets for the benefit of A.S., Act in an outside trustee capacity with 3 other trustees for the benefit of A.S., start date-5/1/2019, CAUnited States-94610. 6) E.A. Irrevocable Trust DTD 11/8/2012, Insurance Trust, make sure insurance premiums are paid, start date-2/28/2018, NY United States-10075. 7) Friends of Town Hall Foundationfor the benefit of, and to perform the charitable functions and carry out the charitable purposes of, Town Hall Foundation, Inc., a New York not-for-profit corporation ("THF"), an organization described in Section 501(c)(3) and Section 509(a)(1) or (2) of the Internal Revenue Code, no specific duties beyond acting for the benefit of, and to perform the charitable functions and carry out the charitable purposes of Foundation, start date-12/2/2024, ny United States-10036. 8) E.S. Irrevocable Trust, Family trust investing in financial assets for benefit of E.S., Act in outside trustee capacity with 1 other outside trustee and 2 family trustees for benefit of E.S., start date-5/1/2019, CAUnited States-94610. 9) M P 2020 Family trust,trust for benefit of polnaer family,,MontclairNJ,United States,,Sucessor trusteeStart date 4/1/2026 10)P Children's 2008 Trust, trust holds an apartment in Montclair, in 2039 assets are transferred to children ,nj montclair United States , in 2039 transfer trust assets to children Start date 3/31/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-13
• S63 Uniform Securities Agent State Law Examination
  1991-05-03

Other Names

• Michael Alan Zinn