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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
ME RA APPROVED 2012-07-20
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • ME RA
    APPROVED
    Since 2012-07-20

Branch Locations

23 Water Street Suite 303, Bangor, ME 04401-6373 • United States

Orono, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Bangor ME 04/2012 Present
Other Businesses

PORTLAND SELF-STORAGE; ADDRESS: 76-86 WARREN AVENUE, PORTLAND, ME 04103; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: SELF STORAGE BUSINESS; CAPACITY: OWNER/PASSIVE; START DATE: 03/08/2019; DUTIES: PUTTING UP HALF OF THE DOWN PAYMENT (ROUGHLY 20% DOWN ON THE PURCHASE PRICE AND FINANCING THE REST) FOR 1/3 OF THE BUSINESS AND FUTURE PROFITS; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-19
S63 Uniform Securities Agent State Law Examination 2012-05-14
  • S66 Uniform Combined State Law Examination
    2012-07-19
  • S63 Uniform Securities Agent State Law Examination
    2012-05-14

View on SEC IAPD

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