Donald Roy Mitchell

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Rbc Capital Markets, Llc
  Bangor, ME

Other Businesses

PORTLAND SELF-STORAGE; ADDRESS: 76-86 WARREN AVENUE, PORTLAND, ME 04103; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: SELF STORAGE BUSINESS; CAPACITY: OWNER/PASSIVE; START DATE: 03/08/2019; DUTIES: PUTTING UP HALF OF THE DOWN PAYMENT (ROUGHLY 20% DOWN ON THE PURCHASE PRICE AND FINANCING THE REST) FOR 1/3 OF THE BUSINESS AND FUTURE PROFITS; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;

Exams

• S66 Uniform Combined State Law Examination
  2012-07-19
• S63 Uniform Securities Agent State Law Examination
  2012-05-14