Daniel Paul Randall

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Lincoln Financial Group
  Raleigh, NC
• 07/2008 → 01/2025
  Lincoln Financial Securities Corporation
  Raleigh, NC
• 01/2025 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2001-12-31 → 2025-01-24
  Osaic Fs, Inc.
  Raleigh, NC

Other Businesses

1) RANDALL FINANCIAL SERVICES, LLC - DBA RANDALL FINANCIAL GROUP CATEGORY: LLC INVESTMENT RELATED: NO TITLE: OWNER DUTIES: THIS ENTITY IS USED FOR PAYING EXPENSES AND GENERALLY OPERATING THE BUSINESS SIDE OF MY BUSINESS. PAYS SALARIES TO EMPLOYEES AND PROVIDES EMPLOYEE BENEFITS, ETC. START DATE: 5/14/2020 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 2) THE CAROLINAS FINANCIAL NETWORK, LLC, DBA TCFN WEALTH MANAGEMENT (THE CAROLINAS FINANCIAL NETWORK WEALTH MANAGEMENT) - 900 RIDGEFIELD DRIVE, SUITE 130, RALEIGH, NC 27609 CATEGORY: INSURANCE/LEGAL ENTITY INVESTMENT RELATED: YES TITLE: OWNER DUTIES: SALE AND SERVICE OF ACCIDENT INSURANCE, HEALTH INSURANCE, COMMISSION-BASED GROUP BENEFITS, DISABILITY INSURANCE, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, LIFE SETTLEMENTS, LONG-TERM CARE INSURANCE, PREMIUM FINANCING, AND TRADITIONAL LIFE INSURANCE START DATE: 8/1/2024 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS: 80 3) ADVENTURES OF OUR CLAN, LLC TITLE: PARTNER CATEGORY: LLC INVESTMENT RELATED: NO HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 START DATE: 9/27/2024 ADDRESS: FRENCH DRIVE, RALEIGH, NC 27612 GENERAL DUTIES: TRAVEL BLOG WRITTEN BY FAMILY AND POSTED TO ADVENTURES OF OUR CLAN INSTAGRAM OR OTHER SOCIAL MEDIAS 4) RANDALL PRIVATE WEALTH POSITION: Managing Partner NATURE: To Market Financial Services and Products including Life Insurance, LTC, Disability and Health insurance products and solutions INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2026 ADDRESS: 900 Ridgefield Drive, Suite 130, Raleigh NC 27609, United States DESCRIPTION: Market and Sell Products and Solutions 5) DRAGONFLY HOLISTICS LLC POSITION: Registered Agent NATURE: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2021 ADDRESS: 900 Ridgefield Drive, Suite 130, Raleigh NC 27609, United States DESCRIPTION: The business is run by the other members of my family, my wife, and two daughters

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-13
• S63 Uniform Securities Agent State Law Examination
  1991-10-11