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Mario Woizeschke

First Citizens Investor Services, Inc.

San Diego, CA

Pasadena, CA

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-18
  • CA RA
    APPROVED
    Since 2023-09-18

Branch Locations

3580 Carmel Mountain Rd Suite 160, San Diego, CA 92130 • United States

75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank Of California Escondido CA 01/2001 03/2023
Unionbanc Investment Services Escondido CA 07/2005 03/2023
First Republic Bank San Diego CA 03/2023 09/2023
First Republic Securities Company, Llc San Diego CA 03/2023 09/2023
First Republic Investment Management, Inc San Diego CA 03/2023 09/2023
First Citizens Investor Services Raleigh NC 09/2023 Present
First Citizens Bank San Diego CA 09/2023 Present
  • 01/2001 → 03/2023
    Union Bank Of California
    Escondido, CA
  • 07/2005 → 03/2023
    Unionbanc Investment Services
    Escondido, CA
  • 03/2023 → 09/2023
    First Republic Bank
    San Diego, CA
  • 03/2023 → 09/2023
    First Republic Securities Company, Llc
    San Diego, CA
  • 03/2023 → 09/2023
    First Republic Investment Management, Inc
    San Diego, CA
  • 09/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 09/2023 → Present
    First Citizens Bank
    San Diego, CA
Previous Registrations
  • 2023-03-21 → 2023-09-19
    J.P. Morgan Private Wealth Advisors Llc
    San Diego, CA
  • 2005-09-05 → 2023-03-15
    U.S. Bancorp Advisors, Llc
    Lajolla, CA
    Escondido, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-03
  • S66 Uniform Combined State Law Examination
    2005-09-03

View on SEC IAPD

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