Paul Warren Denu

Current Employers

Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27

NY RA
APPROVED

Since 2021-07-27

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

600 Third Avenue Third Floor, New York, NY 10016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usi Securities, Inc.	New York	NY	06/2000	Present
Usi Advisors, Inc.	New York	NY	09/2001	Present
Usi Consulting Group Inc.	New York	NY	06/2000	Present

06/2000 → Present

Usi Securities, Inc.

New York, NY
09/2001 → Present

Usi Advisors, Inc.

New York, NY
06/2000 → Present

Usi Consulting Group Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-07
S63	Uniform Securities Agent State Law Examination	2000-11-08

S65 Uniform Investment Adviser Law Examination

2001-05-07
S63 Uniform Securities Agent State Law Examination

2000-11-08

View on SEC IAPD

Current Employers

Usi Advisors

Disclosures

Employment History

Exams

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