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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2019-01-02 |
| NJ | RA | APPROVED | 2008-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
CO-TRUSTEE OF TRUST FBO COUSIN; INVESTMENT RELATED; WILMINGTON, DE; START 11/2010; 2 HRS PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE OF TRUST FBO COUSIN; INVESTMENT RELATED; WILMINGTON, DE; START 11/2010; 2 HRS PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE OF TRUST FBO COUSIN; INVESTMENT RELATED; WILMINGTON, DE; START 11/2010; 2 HRS PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR DAUGHTER; INV. RELATED; LINWOOD, NJ; START 6/2019; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-08 |
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