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Philip Frank Rutigliano

Nfsg Corporation

Boca Raton, FL

Montvale, NJ

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Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-08
  • NJ RA
    APPROVED
    Since 2023-06-08

Branch Locations

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

135 Chestnut Ridge Road Suite 200, Montvale, NJ 07645 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Aurora Capital Llc New York NY 07/2014 04/2021
Newbridge Securities Corporation Boca Raton FL 04/2023 Present
Knights Of Columbus Flanders NJ 04/2021 02/2023
Newbridge Financial Services Group Boca Raton FL 06/2023 Present
  • 07/2014 → 04/2021
    Aurora Capital Llc
    New York, NY
  • 04/2023 → Present
    Newbridge Securities Corporation
    Boca Raton, FL
  • 04/2021 → 02/2023
    Knights Of Columbus
    Flanders, NJ
  • 06/2023 → Present
    Newbridge Financial Services Group
    Boca Raton, FL
Previous Registrations
Other Businesses

1)MAHONEY ASSET MANAGEMENT - CORP (DBA): 5/2023, NEW YORK, INVESTMENT RELATED, FINANCIAL ADVISOR, INSURANCE AGENT - PROVIDE FINANCIAL AND INSURANCE SERVICES. ONGOING, ASSIT CLIENTS WITH PLANNING, TIME SPENT MORE THAN 25% DURING SECURITIES TRADING HOURS. 2)ON OCCASION I WILL CONSULT (NON-PROFIT AND FOR PROFIT) COMPANIES LOOKING TO IMPROVE THEIR SALES PROCESS. ZERO HOURS CURRENTLY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-10-20
S65 Uniform Investment Adviser Law Examination 1997-10-16
  • S63 Uniform Securities Agent State Law Examination
    2009-10-20
  • S65 Uniform Investment Adviser Law Examination
    1997-10-16
Designations
Other Names
  • Philip Frank Rutigliano
  • Philip Frank Rutigliano

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