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Marlon Keith Scott

Cwm, LLC

Houston, TX

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-25
  • TX RA
    APPROVED
    Since 2022-07-25

Branch Locations

440 Louisiana St. Ste. 650, Houston, TX 77002 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sugar Land TX 08/2012 08/2018
Lpl Financial, Llc Houston TX 08/2018 07/2022
Cwm, Llc Omaha NE 07/2022 Present
Wealth Standard Financial Houston TX 08/2018 Present
  • 08/2012 → 08/2018
    Ameriprise Financial Services, Inc.
    Sugar Land, TX
  • 08/2018 → 07/2022
    Houston, TX
  • 07/2022 → Present
    Omaha, NE
  • 08/2018 → Present
    Wealth Standard Financial
    Houston, TX
Previous Registrations
Other Businesses

NAME OF BUSINESS: UNT Alumni Assoc. NATURE: To foster a lifelong spirit of belonging and pride by connecting UNT alumni and friends to UNT and each other. START: 09/01/2024 POSITION: President APPX. HRS/MONTH: 10 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 5 DUTIES: The President shall provide support to the activities of the UNT Alumni Association and to the chapter. The president shall preside at executive and steering committee meetings, appoint standing committee directors, and approve standing committee members. NAME OF BUSINESS: INROADS/Houston Alumni Assoc NATURE: A community of graduates of the INROADS professional internship program. START: 01/01/2022 POSITION: Vice President APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: The Vice President plays a crucial role in fostering connections, supporting progress, and representing the organization. Key duties: ambassadorship, community engagement, professional networking, career support and chapter leadership.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-21
  • S66 Uniform Combined State Law Examination
    2005-10-21
Other Names
  • Marlon Scott

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